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Fabrication and assembly automation of TERabit optical transceivers based on InP EML arrays and a Polymer Host platform for optical InterConnects up to 2 km and beyond

Periodic Reporting for period 3 - TERIPHIC (Fabrication and assembly automation of TERabit optical transceivers based on InP EML arrays and a Polymer Host platform for optical InterConnects up to 2 km and beyond)

Reporting period: 2022-01-01 to 2023-03-31

The capability to provide Terabit capacity and the possibility for high-volume production at low cost are the two main requirements that rule the development of next generation optical modules for datacom applications. It has been a while since the 400GbE standards had been ratified, and work towards the 800GbE standards has already begun, however the efforts towards developing Terabit capacity transceivers will have to intensify soon. TERIPHIC is an Innovation Action project aiming to develop a new generation of pluggable and mid-board transceiver modules with capacities from 800Gb/s up to 1.6 Tb/s, and the required custom hardware for automating the assembly process, thus enabling mass-producible, next generation interfaces inside DC switches, perfectly aligned with the Ethernet Roadmap.

To do that, TERIPHIC has simplified the design of the transceivers by reducing the number of interfaces to be integrated and developed the necessary hardware for the automation of the assembly process. The design simplification of TERIPHIC transceivers was based on the combination of arrays of multi-functional components such as InP EML arrays and high speed InP PD arrays with a low-cost polymer motherboard which also performs MUX/DEMUX functionalities. Regarding the automation of the assembly process, TERIPHIC modified commercial photonic assembly machines, by building custom gripper arms. The anticipated result from the realization of the project's goals is the production of Terabit transceiver modules which cost less than 1 €/Gbps for distances up to 2-km.
The main technical achievements of TERIPHIC can be summarized as follows:

WP2: System design and definition of integration and packaging engine
The system requirements for intra-DC interconnects and application scenarios of TERIPHIC transceivers have been defined and have been translated into component specifications. The transceiver module designs have been produced and the packaging processes have been defined. Updated simulations studies were carried out to assess the system performance. Preliminary experiments using test equipment were realized. The simulation results have been compared with results from the experimental characterization of the optical subassemblies and devices and are in good agreement.

WP3: Development of components and integration engine for Terabit optical subassemblies (Fig. 3)
The second generation of photonic components including 8-fold EML and PD arrays, 8-ch AWG and 16-ch AWG polymer motherboards were fabricated. The 8-fold EMLs achieved approx. 40 GHz 3-d bandwidth, the PDs approx. 50 GHz making them appropriate for 56 GBaud PAM-4 operation. The 8-fold EMLs were fabricated at two batches covering the 1273 – 1291 nm and 1293 – 1309 nm wavelength range that is compatible with FR8 GbE wavelength grid. The custom gripper tool for automatically assembling up to 8-fold EML/PD arrays to PolyBoards was developed and installed at HHI’s assembly machine. 400Gb/s TOSA/ROSA and 800Gb/s TOSA/ROSAs have been assembled for the 400Gb/s transceiver and 800Gb/s transceiver using a semi-automated assembly process while the fully automated process was in development. The fully automated process demonstrated the capability to automatically handle the 8-fold EML and PD arrays, align them on the PolyBoard motherboards and fix them in place. A unified process was developed to handle the EML and PD arrays in the same way. Moreover, an automated process for the fiber pigtailing has been developed, facilitating the assembly and providing a solution for the two main processes in fabrication of the TOSAs/ROSAs.

WP4: Development of InP-DHBT linear driver arrays and selection of BiCMOS electronics
400G and 800G DSP chips were selected to be integrated on the TERIPHIC transceivers. The second-generation quad-channel InP-DHBT linear driver devices were measured up to 64 GBd and show very good performances, with a 1.8-Vppse linear PAM-4 output swing at 0.75-W/channel power consumption, while the quad-driver die dimensions were decreased down to 2.4x1.5 mm². Although the total area is kept constant, the lateral dimension, that is critical for the driver integration into the TERIPHIC modules, was decreased by around 33%, imposing stringent design rules and a complete redraw of the driver core implantation. The InP-DHBT quad driver performance has resulted in top scoping publications.

WP5: Packaging of TERIPHIC modules
The design work of the transceiver PCBs, including layouting and mechanical designs were completed and the PCBs were fabricated in state of the art PCB materials having up to 10 layers. The PCBs have been designed having in mind a proof-of-concept approach for TERIPHIC technology, but considering also form-factor compatibility to the most common pluggable (e.g. OSFP) and mid-board (e.g. COBO-16) form-factors.

WP6: System integration, testing and performance evaluation
The experimental testbeds at lab settings and at the system vendor and network operator settings were setup for the characterization of TERIPHIC's components and TOSAs/ROSAs.
The tests of TERIPHIC TOSAs/ROSAs for the 400Gb/s and 800Gb/s transceivers have demonstrated successful operation at 53Gbaud PAM-4. Optical transmission tests have been carried out for typical distances in intra-DC networks: 2km (with good resutls) and 10km (with satisfactory results). A full link was also successfully established between the Tx the Rx channel of the same TOSA/ROSA. The network operator successfully integrated NVIDIA’s switches with their SDN controller and have realized trials using commercial pluggable transceiver modules on field installed fiber, setting up benchmark tests for the TERIPHIC transceivers.

WP7: Dissemination and exploitation activities, roadmaps and manufacturability studies
Each partner developped its individual exploitation and business plan. Six publications acknowledging TERIPHIC have been submitted to prestigious journals and conferences. Dissemination activities have maximized the vilsibility of the project. Technoeconomic analysis have been carried out. Market surveys and technology roadmaps were analyzed to ensure the project targets remain relevant and impactful after the project end. IPR in relevant topics are tracked and evaluated.
TERIPHIC has developed state of the art components, that are compatible with product development practices. The TRL of the components increased, providing a direct exploitation path. 8-fold EML arrays with > 40 GHz bandwidth and 8-fold PD arrays with >50 GHz bandwidth, suitable for 53Gbaud PAM-4 operation were developed. PolyBoards with 8-ch and 16-ch AWGs were developed as low-cost motherboards. InP-DHBT linear drivers capable of suitable for next generation PAM-4 optical interfaces, with capacities even higher than 53Gbaud were designed and fabricated. At the system level, TERIPHIC provided the components and assembly processes that can enable mass producible and thus low-cost Terabit transceivers reaching the <1 €/Gbps threshold. Power consuption of TERIPHIC transceivers is 20-22 pJ/bit which is very similar to commercial 800Gb/s pluggable transceiver products. The work within the project has resulted in 13 publications in high-impact journals and conferences. Simulation and experimental results have been gathered and have been made available to the public through the Zenodo open access repository.
TERIPHIC 16-ch AWGs on wafer, 800Gb/s TOSA/ROSA, close-up of gripper tool handling 4-fold EML array,
Experimental evaluation setup, Eye-diagrams at 53GBaud PAM-4, TDECQ eye-diagrams and measurements
Microphotograph of second generation quad InP-DHBT linear driver array.
Mainboard of 1600Gb/s transceiver having 2x 800G DSP chips and integrated power supplies