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Phase I/II Gene Therapy Trial of Fanconi anemia patients with a new Orphan Drug consisting of a lentiviral vector carrying the FANCA gene: A Coordinated International Action

Final Report Summary - EUROFANCOLEN (Phase I/II Gene Therapy Trial of Fanconi anemia patients with a new Orphan Drug consisting of a lentiviral vector carrying the FANCA gene: A Coordinated International Action)

Executive Summary:
Fanconi anemia (FA) is a rare inherited syndrome characterized by the early development of bone marrow failure and increasing predisposition to cancer with age. Allogeneic hematopoietic cell transplantation (alloHCT) is the only curative therapy for hematopoietic manifestations of FA, although associated with complications arising from myeloablation, graft versus host disease and increased incidence of squamous cell carcinoma. The main goal of this project was the development of an efficient and safe gene therapy treatment for FA patients of the Complementation group A (FA-A patients) based on two recent innovations: 1) The discovery of potent HSC mobilizers, such as G-CSF combined with plerixafor, not previously used in FA clinical trials, and 2) The development of a new lentiviral vector by members of this Consortium, designed as Orphan Drug by the EC in December 2010.

Throughout the EUROFANCOLEN Project more than 300 FA patients from Spain, France and UK have been studied aiming at characterizing their mutational defects and hematopoietic status, required for the inclusion of FA patients in the proposed clinical trials.

To evaluate the efficacy of the designed strategy to mobilize FA hematopoietic stem cells (HSCs), fifteen patients were recruited in two different mobilization trials. Eleven out of the fifteen patients treated with the mobilizing drugs reached threshold numbers of CD34+ cells in peripheral blood (≥5 CD34+ cells/µL), and more than 300,000 purified CD34+ cells (minimal number required in the protocol for transduction) were collected from all these patients in 1-4 apheresis procedures.

Based on the design of the therapeutic PGK-FANCA.Wpre* lentiviral vector (LV), clinical lots manufactured under GMP conditions were generated, and their efficacy and absence of toxicity tested in preclinical studies. Experiments in FA-A mouse models demonstrated both the efficacy and the absence of toxicity of this LV. In subsequent studies it was possible to demonstrate that the gene correction of CD34+ cells from FA-A patients promoted the in vivo repopulating properties of corrected FA HSCs in immunodeficient mice, and mediated an evident in vivo proliferative advantage over uncorrected HSCs.

Based on the optimization of FA HSC mobilization and transduction procedures, a gene therapy trial was initiated in 2016 with the objective of demonstrating the safety and efficacy of an implemented approach of gene therapy in FA-A patients. Eight patients were infused with transduced CD34+ cells in the absence of any pre-conditioning regimen. Analyses conducted in the first four patients, now with a relatively long follow-up (2-3 years post-infusion), have shown progressive increases in the proportion of corrected cells in peripheral blood (PB) and (BM), that reached up to 60% in the patient infused with the highest number of corrected cells (250,000 corrected CD34+ cells/Kg and longest follow-up, 30 months post-infusion).
Insertion site analyses showed an oligoclonal pattern of hematopoietic reconstitution, and also revealed the engraftment of multipotent gene-corrected HSCs, without evidence of genotoxicity. In patients with higher levels of gene-correction, a significant phenotypic correction in BM HSCs and in PB T cells was also noted, as deduced from the increased resistance of BM progenitors to mitomycin C and decreased chromosomal instability of PB T cells exposed to diepoxybutane.
Additionally, a trend of bone marrow failure correction has been observed in patients with highest levels of gene marking.

Taken together, our studies demonstrate for the first time that lentiviral-mediated gene therapy results in the progressive engraftment of corrected HSCs in non-conditioned FA patients, suggesting that the proposed gene therapy may constitute a low-toxicity option for the treatment of BMF in patients with FA.
Project Context and Objectives:
Fanconi anemia (FA) is a rare inherited disorder mainly associated with bone marrow failure (BMF), and cancer predisposition, principally acute myeloid leukemia (Auerbach and Allen 1991, Butturini, Gale et al. 1994, Kutler, Singh et al. 2003, Rosenberg, Greene et al. 2003, Alter, Giri et al. 2018). Although hematopoietic stem cell transplantation (HSCT) from HLA-identical siblings generally results in good outcomes (Bonfim, de Medeiros et al. 2007, Macmillan and Wagner 2010, Peffault de Latour, Porcher et al. 2013), transplants from alternative donors are associated with higher rates of morbidity and mortality. Additionally, an increased incidence of solid tumors - principally squamous cell carcinomas (SCC) – has been observed in FA transplanted patients, probably due to conditioning regimens and occurrence of graft versus host disease (GVHD) (Rosenberg, Socie et al. 2005, Masserot, Peffault de Latour et al. 2008, Alter, Giri et al. 2018).

Taking into account the efficacy of hematopoietic gene therapy achieved in different monogenic diseases (Cartier, Hacein-Bey-Abina et al. 2009, Aiuti, Biasco et al. 2013, Biffi, Montini et al. 2013, Eichler, Duncan et al. 2017, Thompson, Walters et al. 2018) and based on advances of gene therapy studies in experimental FA models (Tolar, Becker et al. 2012, Adair, Sevilla et al. 2017), new perspectives have been considered for FA gene therapy. Evidence of LV-mediated gene therapy was demonstrated in all tested models of FA, including Fanca-/- (Galimi, Noll et al. 2002, Rio, Segovia et al. 2002, Yamada, Ramezani et al. 2003, Muller, Milsom et al. 2008, Molina-Estevez, Nowrouzi et al. 2015, Fernandez-Garcia, Luisa Lamana et al. 2018). Moreover, evidence of spontaneous in vivo proliferative advantage in FA HSCs was demonstrated for the first time in Fancd1-/- mice (Navarro, Meza et al. 2006, Rio, Meza et al. 2008), resembling the behaviour of reverted HSCs in FA mosaic patients(Gregory, Wagner et al. 2001, Gross, Hanenberg et al. 2002, Mankad, Taniguchi et al. 2006). Additional studies in different FA mouse models showed improvements in the engraftment of HSCs that had been transduced for short periods of time (Muller, Milsom et al. 2008, Si, Pulliam et al. 2008, Fernandez-Garcia, Mesa et al. 2017).

Based on the efficacy and safety of LVs, two similar PGK-FANCA.Wpre* LVs were developed by members of this Consortium (Gonzalez-Murillo, Lozano et al. 2010) and colleagues from the Fred Hutchinson Cancer Research Center (Becker, Taylor et al. 2010). Both groups reduced the length of the transduction process and protected FA cells from oxidative damage with N-acetylcysteine and a low oxygen atmosphere (Jacome, Navarro et al. 2009, Becker, Taylor et al. 2010, Gonzalez-Murillo, Lozano et al. 2010, Rio, Navarro et al. 2017). Additionally, due to the hypersensitivity of FA HSCs to TNF-α (Dufour, Corcione et al. 2003) the use of a TNF receptor-Fc fusion protein, etanercept, was proposed to prevent cytotoxic effects induced by this growth factor (Rio, Navarro et al. 2017).

To study the functional properties of human FA HSCs, previous studies showed the lower content of HSCs in FA patients in comparison with healthy donor HSCs, and also evidenced homing defects when these cells were transplanted into immunodeficient mice (Zhang, Shang et al. 2008). These observations, together with the limited number of HSCs present in the BM of FA patients (Larghero, Marolleau et al. 2002, Jacome, Navarro et al. 2006, Ceccaldi, Parmar et al. 2012) limited in the past the efficacy of FA gene therapy. These failures were associated to the defects in the engraftment of gene-corrected HSCs, and thus with the absence of clinical efficacy for reverting the BMF of these patients (Liu, Kim et al. 1999, Walsh, Fu et al. 2001, Kelly, Radtke et al. 2007). Detailed information was provided in two studies (Liu, Kim et al. 1999, Kelly, Radtke et al. 2007). In the first one in FA-C patients (Liu, Kim et al. 1999), purified CD34+ cells were transduced over 3 days with a RV carrying FANCC. Up to four infusions of corrected cells were given to these patients at intervals of 3 to 4 months. No evidence of gene-corrected cells was observed after a few months post-infusion. Strikingly, in one patient who received radiation for a gynecological malignancy, cells with the FANCC transgene could be detected. In a subsequent trial in FA-A patients (Kelly, Radtke et al. 2007), CD34+ cells were pre-stimulated for 3 days, and followed by two rounds of transduction with a RV encoding for FANCA. Neither in this case, the presence of gene marked cells was detected at periods longer than 3 months post-infusion. Potential reasons accounting for the defective engraftment of corrected HSCs in these FA patients were associated to defects in the transduction of the true HSCs after relatively long transductions with RVs, or the infusion of limited numbers of transplanted HSCs in non-conditioned patients.

Aiming at improving HSC collection from FA patients for gene therapy purposes, different drugs were combined with G-CSF. Significantly, plerixafor (AMD3100) was shown to synergize with G-CSF, resulting in a significant mobilization of HSCs in two FA mouse models (Pulliam, Hobson et al. 2008). Based on this and other studies in patients with a poor HSC reserve (To, Levesque et al. 2011), a clinical trial was proposed to demonstrate the efficacy and safety of an HSC mobilization protocol based on the administration of G-CSF and plerixafor in FA patients. The results obtained from clinical studies conducted by the EUROFANCOLEN Consortium showed the safety and the efficacy of this mobilization protocol in young pediatric FA-A patients.

Using mobilized HSCs from FA patients, an improved transduction procedure of these cells was then developed (Rio, Navarro et al. 2017). In that study, mobilized FA CD34+ cells were transduced for a short period of time with the therapeutic PGK-FANCA.Wpre* LV (Gonzalez-Murillo, Lozano et al. 2010) and infused into immunodeficient mice. Notably, human myeloid and lymphoid cells were identified in transplanted mice, indicating the engraftment of repopulating cells with multipotent differentiation capacity. Moreover, a marked increase of MMC-resistance in engrafted progenitor cells was observed as compared to data obtained prior to cell infusion, demonstrating for the first time the phenotypic correction and in vivo proliferative advantage of corrected FA patient HSCs (Rio, Navarro et al. 2017). These observations suggested that a similar proliferation advantage of corrected FA HSCs should occur after infusion in FA patients, ideally in the absence of conditioning. Based on improvements achieved in the experimental approaches, a phase I/II gene therapy trial in FA-A patients was thus proposed in 2015 with the aim of demonstrating the safety and efficacy of the infusion of gene corrected CD34+ cells in non-conditioned FA-A patients (Clinical trial.gov Id: NCT 03157804). Data obtained by the EUROFANCOLEN Partners in this clinical trial have demonstrated for the first time that lentiviral-mediated gene therapy results in the progressive engraftment of corrected HSCs in non-conditioned FA patients, suggesting that gene therapy should constitute a low-toxicity option for these patients (Rio, P, Navarro et al, under revision).

OBJECTIVES OF THE PROJECT:

The principal objective of this Project was the development of a Phase I/II gene therapy trial for FA-A patients, based on the genetic correction of plerixafor+G-CSF mobilized HSCs with a novel FA lentiviral vector, accompanied by comprehensive and ground-breaking safety and efficacy patient monitoring studies.

To achieve this goal, four scientific working packages were proposed:

WP1: Genetic and hematopoietic studies of FA patients. The objective of this WP was the characterization of the genetic and hematopoietic defects of FA patients to facilitate the recruitment of the patients for the HSC mobilization (WP2) and gene therapy trials (WP4).

WP2: Assessment of the safety and efficacy of plerixafor plus G-CSF–mediated mobilization of CD34+ cells. This WP aimed the implementation of an optimized procedure for the collection of hematopoietic stem cells from FA patients using an efficient HSC mobilization regimen with plerixafor combined with G-CSF.

WP3: Validation of preclinical gene therapy studies with the therapeutic clinical-grade lentiviral vector. WP3 aimed at demonstrating the efficacy and absence of toxicity of the transduction procedure to be used in patients’ CD34+ cells with the therapeutic lentiviral vector.

WP4: Assessment of the safety and efficacy of the infusion of gene-corrected CD34+ cells in FA-A patients. The objective of WP4 was to investigate the safety and the efficacy of the infusion of autologous CD34+ cells transduced with the therapeutic lentiviral vector carrying the FANCA gene in FA-A patients.

EXPECTED FINAL RESULTS:

The expected final result of EUROFANCOLEN was the demonstration of engraftment and phenotypic correction of HSCs in patients with FA, aiming at preventing the characteristic bone marrow failure syndrome of these patients. The proposed gene therapy approach should constitute a unique therapeutic opportunity for FA patients lacking a suitable donor and a good alternative to current allogeneic transplants.
Project Results:
The main scientific and technological results achieved in EUROFANCOLEN are summarized by Working-packages, as follows:

WP1: Genetic and hematopoietic studies of FA patients.

The objective of this WP was the characterization of the genetic and hematopoietic defects of FA patients to facilitate the recruitment of the patients for the HSC mobilization (WP2) and gene therapy trials (WP4).
Because mutations in any of the 22 different FANC genes may account for the disease of FA patients, EUROFANCOLEN Partners have carried out a very close collaboration to characterize the complementation group of potential candidates to be treated by gene therapy. More than 500 chromosome fragility tests have been performed since the beginning of the project, 58 of which corresponded to newly diagnosed patients.

Whole exome sequencing was applied to identify pathogenic mutations in 58 newly diagnosed patients, and in 14 additional patients with unknown mutations. Extensive functional genetic studies were required to genetically characterize several patients with missense variants of unknown significance. Chromosome fragility analyses were also performed in all patients recruited into the mobilization trial. Metaphases analysed by GTG bands in patients recruited for the CD34+ selection trial showed in all cases the presence of 46 chromosomes without structural abnormalities. FISH analyses performed to detect numeric or structural alterations in chromosomes 1, 3 and 7 were negative in all instances. Similar results were obtained by SNP array-based high resolution karyotyping. These analyses facilitated to start two clinical trials aiming at improving the collection of hematopoietic stem cells (HSCs) from these patients, as well as their treatment based on a new gene therapy approach with lentiviral vectors (LVs).

Interestingly, we incidentally identified two adult FA patients suffering from the Sertolis Cells Only Syndrome, with pathogenic mutations in FANCA. We also excluded FANCM as being a FA gene since several individuals from Spain and France with bi-allelic mutations in FANCM and cancer risk did not develop signs of FA disease.

Based on the mutational studies conducted during EUROFANCOLEN, the distribution of FA complementation groups in Spain is shown in Figure 1.1.

Additionally, Partner 8 lead the identification of a novel FA gene (RFWD3/FANCW) and participated in the discovery of FANCW. Similarly, Partner 7 participated in the discovery of a new FANC gene, FANCV during Eurofancolen. It is remarkable that in total, three new FA genes (FANCQ, FANCV and FANCW, were characterized due to the work of Eurofancolen partners, as a co-lateral research aiming the characterization of FA gene mutations.
The average number of new FA patients diagnosed in Spain per year during the course of Eurofancolen was 9-10. Most of them corresponded to the FA-A complementation group, although only a reduced proportion of them finally met the criteria of trials corresponding to WP2 and WP4. We noticed that several teenager FA patients with mild hematology; therefore, putative candidates for these trials, turned out to be mosaics even though a clear non-mosaic diagnosis was reported several years back. This was only possible to detect by repeating the DEB tests years after an initial positive diagnostic DEB test. This was also the case of three FA-A patients and one FA-D1 patient that were diagnostic incidentally at adult age due to azoospermia or early on set breast cancer. Considering that mosaicism is an exclusion criterion in the gene therapy trial and that mosaics are over-represented in the population of adult and teenager FA patients with mild hematology, these results highlight the importance of stringent cytogenetic analyses in PB T cells and deep characterization of inter-strand cross linking resistance in BM progenitors prior to gene therapy.

Finally, we have been able to study the long term follow up of the clinical evolution of a total of 40 mosaic patients as defined by the criterion of having less than 50% of T cells with chromosome breaks, and have found that mosaic patients have a better prognosis, longer life expectancy and lower incidence of BM transplantation as compared to the non-reverted FA patients. When a restrictive criterion of mosaicism was considered (patients with BM progenitor cells resistant to MMC), none of the true mosaic patients developed leukemia at current follow-up periods. Although the number of patients analyzed is still low, these results strongly suggested that the correction of HSCs by gene therapy would limit the spontaneous development of leukemia in these patients.

To demonstrate that the insertion of the wild-type sequence of FANCA functionally complements FA-A cells defined by genetic screening, in all these patients subtyping studies were performed by retroviral complementation. These analyses were essential for the inclusion of FA-A patients in the gene therapy trial described in WP4. A representative example of a positive complementation is shown in Figure 1.2.

WP2: Assessment of the safety and efficacy of plerixafor plus G-SCF–mediated mobilization of CD34+ cells.

The main objective of this WP was to determine the safety of a protocol aiming the collection of clinically relevant numbers of CD34+ cells required for a gene therapy trial in FA-A patients. The protocols developed in Spain and France for the mobilization of FA HSCs were based on the administration of filgrastim (G-CSF) and plerixafor for up to 1 week, followed by up to four apheresis procedures, and immunoselection of CD34+ cells.
In the Spanish trial, 11 patients were recruited. The mobilization of CD34+ cells corresponding to these patients showed similar kinetics. Basically, CD34+ cell mobilization started after administration of plerixafor. Significantly, all treated patients except the oldest patients with 15 and 16 years of age mobilized threshold numbers of CD34+ cells into PB (≥5 CD34+ cells/µL).

Prior to immunoselection, an average value of 4.3 million CD34+ cells per Kg of weight was obtained in the whole series. After immunoselection, this value significantly decreased to a mean value of 1.7 million CD34+ cells/Kg. These results showed that a sufficient number of CD34+ cells (>300.000 CD34+ cells/kg, as defined in the exclusion criteria) was collected from every patient that mobilized at least 5 CD34+ cells/µL) in PB.
Seven patients subjected to the mobilization process, and whose CD34+ cells remained cryopreserved until subsequent use for gene therapy, have been followed for at least 1 year (the follow-up period defined in the clinical trial for assessing the safety of the protocol). No severe adverse events associated to the HSC mobilization and collection regimen have been observed in any treated patients, evidencing the safety of the mobilization protocol.
In the French trial, four patients have been recruited. One patient was diagnosed before clinical manifestations thanks to family screening. The collection protocol targeted a quantity of 3x106/Kg CD34+ cells, based on a predicted future weight in 5 years. CD34+ cells and white blood cells (WBC) were monitored tightly along the mobilization protocol. Patients with more than 10 CD34+/μl PB or between 5 and 10 CD34+ cells/μl PB with a clustered aspect detected by flow cytometry after plerixafor injection underwent aphaeresis. Immunoselected CD34+ cells from the aphaeresis product were cryopreserved for further gene therapy manipulation.
CD34+ cells were mobilized into PB in the two patients with 5 and 2-year-old. Both patients underwent aphaeresis procedures. The collection target was not achieved after four days of apheresis in one patient, although it was obtained after the first mobilization day in the other patient. No short-term adverse events were observed. Following CD34+ cell immunoselection, CD34+ cell purity and recovery were poor, although in the normal range described in the literature for FA patients. One month after the collection cell blood counts were unchanged in these two patients.

The results corresponding to this WP demonstrate that the combined use of plerixafor and G-CSF constitutes an efficient and safe approach for the collection of clinically relevant numbers of CD34+ cells from young pediatric FA-A patients.

WP3: Validation of preclinical gene therapy studies with the therapeutic clinical-grade lentiviral vector.

This WP aimed to produce under GMP conditions, the therapeutic vector to be used in FA-A patients, and to assess the efficacy and absence of toxicity of this vector in preclinical models. Additionally, this WP also pursued the development of an optimized transduction protocol to transduce HSCs from FA-A patients, while preserving the repopulating properties of these primitive precursor cells.
Initially, different pre-GMP FANCA-LV lots were generated for evaluating the efficacy of these vectors for transducing mouse and human FA HSPCs. CD34+ cells from healthy donors and FA-A patients showed transduction levels ranging from 40-80%, either in healthy donor or FA-A CD34+ cells, with respective numbers of proviral copies per cell ranging from 0.3 to 0.7. In the case of the FA-A patients, the therapeutic efficacy of the provirus was corroborated by the resistance of FA-A progenitor cells to mitomycin C (MMC).

Biodistribution studies of the therapeutic lentiviral vector were carried out in Fanca-/- mice. These studies showed the restricted presence of the therapeutic provirus in the hematopoietic tissues of treated mice, and confirmed the absence of replication competitive lentiviruses following the infusion of transduced mouse HSPCs. Concordantly, ELISA studies in the serum of treated animals could not trace any remaining LV, evidencing the absence of FANCA-LV replication.

Because it was unknown whether the safety aspects currently associated to LV-mediated gene therapy could be applicable to DNA repair deficient syndromes such as FA, we investigated this aspect in Fanca-/- mice. The aim of this study was to investigate the pattern of LV insertion sites and in vivo clonal dynamics of Fanca-/- HSCs after gene correction with a GMP-like FANCA-LV. These studies demonstrated that transduction of Fanca-/- bone marrow precursors with FANCA-LV efficiently corrected the phenotype of FA HSCs without any sign of toxicity. A genome-wide screening of LV insertion sites (LIS) in PB and BM from Fanca-/- recipients was conducted using LAM-PCR and 454 pyrosequencing. Consistent with previously reported LIS in non-FA models, LIS determined in Fanca-/- hematopoietic cells from transplanted recipients were enriched in RefSeq genes but not in regions close to transcription start sites (TSS) (see (Molina-Estevez, Nowrouzi et al. 2015) and Table 3.1).

The analysis of the dynamics of LV-transduced Fanca-/- repopulating clones showed a highly polyclonal repertoire short-term after transplantation, which progressively turned into a less complex repertoire. Nevertheless, a continuous appearance of new clones was observed even in secondary recipients, reflecting a continuous turnover of corrected Fanca-/- HSC clones in vivo. Additionally, no selection towards specific CIS was observed in transplanted recipients, contrasting with observations made in cells of the same genetic background that were transduced with a genotoxic gamma-retroviral vector (Molina-Estevez, Nowrouzi et al. 2015). Taken together our data showed that FA LV-mediated gene therapy not only efficiently corrects the phenotype of affected HSCs, but also promotes a healthy pattern of clonal turnover in transplanted FA recipient mice.

Subsequent work from Genethon facilitated the generation of GMP-manufactured LVs for the treatment of FA-A patients (Figure 3.1). All vector lots were conform to specifications. In particular, LVs transduced umbilical cord blood CD34+ cells efficacies of ≥ 0.3 vector copies per cell (VCN) after one transduction cycle. These vectors showed no toxicity in human CD34+ cells up to doses of 4x108 IG/ ml, both measured by survival and hematopoietic progenitor content. Transduction efficiencies, measured by qPCR, increased from 0.18 to 0.44 (LV concentration range: range: 108 to 4x108 IG/mL). Since Genethon stopped their activities related to the generation of GMP LVs, a new partner – Yposkesi – was incorporated in EUROFANCOLEN for the manufacturing of the last lot of therapeutic LV required for the treatment of the last FA patients. During the 2017/18 period, this Institution efficiently generated this LV lot, with similar infectivity properties than the previous ones.

To test the efficiency of the transduction protocol in CD34+ cells from FA patients small aliquots of CD34+ cells obtained from patients recruited in the FANCOSTEM trial were transduced with the GMP-FANCA LV, using a short pre-stimulation of 8-12h, followed by a transduction period of only 12-14h. Transduction of mPB-CD34+ cells from four different patients showed a reversion of Mitomycin C (MMC) sensitivity that varied between 20- 41%.
To confirm the engraftment capacity of corrected cells, samples from these patients were transplanted into immunodeficient mice. Engraftment levels ranging from 1.27 to 9.54 % were observed in these studies. Notably, an increase in the proportion of MMC-resistant progenitor cells from 20% prior to transplantation, to 100% at 30 days post-transplantation confirming for the first time the proliferative advantage of gene-corrected progenitor cells from FA patients in an in vivo model. (Rio, Navarro et al. 2017).

Taking into account these results, a transduction protocol based in a short pre-stimulation of 8-10h, followed by a transduction period of 12-14h was used for the validation studies with mobilized PB CD34+ cells. These studies showed the presence of 0.39 0.33 and 0.67 proviral copies per cell, respectively in the three validation runs, fulfilling the specifications required by the Regulatory Agency related to the transduction process. Also specifications relative to the stability and the transport of the product and the aseptic process were achieved. Thus, in March 2015 the GMP certificate for the manufacturing was obtained (ES/055I/15), and also the approval to initiate the FA gene therapy trial (CT: 2011-006100-12)

WP4: Assessment of the safety and efficacy of the infusion of gene-corrected CD34+ cells in FA-A patients.

The objective of this WP was to investigate the safety and the efficacy of the infusion of autologous CD34+ cells transduced with the therapeutic lentiviral vector carrying the FANCA gene in FA-A patients.
Based on the improved mobilization of CD34+ cells from FA patients utilizing G-CSF and plerixafor, and taking into account the preservation of the repopulating properties associated to the short transduction of these cells with the therapeutic FANCA-lentiviral vectors (Rio, Navarro et al. 2017), in the proposed clinical trial HSCs from FA-A patients were mobilized and transduced as described in the experimental study, and re-infused without any cytotoxic conditioning therapy.

Eight pediatric FA-A patients (ages 3-6 years) fitting the criteria defined in the FANCOLEN-1 trial (NCT 03157804) have been treated. On average, transduction efficacies ranged between 0.17 to 0.78 copies/cell were obtained, suggesting transduction rates ranging from 17% to 78% in CD34+ cells. Based on these results, the estimated total number of corrected CD34+ cells that were infused in the patients ranged between 49,000 to 410,000 transduced CD34+ cells/Kg of weight. In four patients a relatively long follow up has been achieved (2-3 years), and two of these patients have already finished the FANCOLEN-1 follow-up of 3 years. Data corresponding to these four patients will be described.
In two patients, CD34+ cells were collected and then cryopreserved until PB cell counts decreased below values defined in the clinical trial. In two other patients, PB analyses met the criteria required both for the CD34+ cell collection and also the gene therapy trials. Thus, freshly collected CD34+ cells were transduced and infused the day after the last apheresis.

Because of the absence of conditioning and due to the limited number of infused CD34+ cells, none of these patients had significant levels of marked cells in PB or BM before the 4th month post-infusion. Nevertheless, in all these patients progressive increases in the proportion of corrected cells was consistently observed thereafter. The latest analyses (30 months post-infusion) conducted in the patient infused with higher number of corrected cells showed that 55% of total PB cells were gene corrected, and similar values were observed in BM. Also, all these patients showed that gene marking took place in all cell lineages, including the myeloid, B and T cell lineages (See data corresponding to purified PB and BM cell populations from patient 02002 in Figure 4.1.

In none of the tested samples evident cytogenetic abnormalities or mutations in a myeloid malignancy 85-gene panel were observed, strongly suggesting that genetic abnormalities potentially indicative of malignancy were not present in any of these patients. Analyses of unique insertion sites (UIS) showed a similar integration pattern to the one found in previous gene therapy trials from other diseases. Importantly, no preferential integrations were found in close proximity to transcription start sites (TSS), consistent with previous findings observed in our preclinical studies with the PGK-FANCA-Wpre*-LV.
Longitudinal ISA conducted in the two patients with highest levels of gene marking showed higher levels of repopulating clones at the latest follow-up visits, as compared to analyses performed in early times-post-infusion, indicating that increases of gene marking noted in BM and PB were not associated with the dominance of one or a small number of clones with genotoxic insertions. Significantly, in addition to UIS characteristic of one cell lineage, several other UIS were identified in up to four different lineages, demonstrating the engraftment of gene-corrected multipotent HSCs (see representative illustration showing the presence of ISs common to different lympho-hematopoietic lineages in Figure 4.2)

Taken together, these results demonstrate for the first time that the infusion of gene corrected HSPCs in non-conditioned FA patients is associated with the engraftment of gene-corrected multipotent HSCs without evidence of genotoxic integrations.
To investigate whether increases in the proportion of corrected cells were associated with the reversion of their phenotype, BM samples obtained at periodic intervals after the infusion of corrected cells were exposed to mitomycin C. Progressive increases in the MMC-resistance of the colony forming cells were observed in these treated patients. Similarly, and given that the gold-standard diagnostic test for FA patient is the DEB-induced chromosomal breakage test in PB T cells, this test was carried out in our patients. Progressive decreases in the proportion of aberrant T cells were noted in the patients with highest levels of gene correction, demonstrating that the engraftment of gene corrected hematopoietic cells in FA treated patients is associated with the reversion of their phenotype.

Finally, we investigated whether the progression of BMF was modified by the infusion of corrected cells. The effect associated to the infusion of transduced cells was most evident in the patient with the highest levels of gene correction. In this patient an evident stabilization in the number of leukocytes, neutrophils and hemoglobin values were observed since the 6th month post-infusion. Also, a trend of stabilized neutrophil counts was observed in the three other patients with the longer follow-up times. Concerning the platelet lineage, prophylactic platelet transfusions were given to the patient with the lowest levels of gene marking. In the three other patients no platelet transfusions were required, and stabilized, though low values of these cells have been observed until the 20-30 months of follow-up.

Taken together, data obtained in the EUROFANCOLEN project has demonstrated for the first time the feasibility of correcting the genetic defect in hematopoietic cells from patients with FA. Importantly, in contrast to allogeneic transplantation, the proposed gene therapy of FA patients should not increase the incidence of solid tumors in these patients since neither conditioning nor graft versus host disease (GVHD) play any role in the proposed FA gene therapy protocol.
The achievements obtained in EUROFANCOLEN strongly indicate that the proposed gene therapy approach will constitute a new and low-toxicity option for the treatment of patients with FA.

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Potential Impact:
• Impact on the health status of FA patients

The allogeneic transplantation of HSCs from healthy donors currently constitutes the only curative therapy of the BMF characteristic of FA patients (Dufour and Svahn 2008). Although HSCT from HLA-identical siblings generally results in good outcomes (Bonfim, de Medeiros et al. 2007, Macmillan and Wagner 2010, Peffault de Latour, Porcher et al. 2013), transplants from alternative donors are associated with a higher morbidity and mortality. Additionally, an increased incidence of solid tumors - principally squamous cell carcinomas (SCC) – has been observed in FA transplanted patients, probably due to the conditioning regimen and the occurrence of graft versus host disease (GVHD) (Rosenberg, Socie et al. 2005, Masserot, Peffault de Latour et al. 2008, Alter, Giri et al. 2018).

In contrast to allogenic transplantation, the proposed gene therapy approach is based on the transplantation of autologous cells in patients that do not receive any conditioning regimen. This implies that almost no hospitalization is required after the infusion of corrected cells, and also that no risks associated to infections, graft rejection or graft versus host disease (GVHD) will take place as a consequence of the gene therapy in FA patients, contrasting to the main adverse effects of allogeneic transplants.

The proposed gene therapy option would thus constitute a low-toxicity option that may prove particularly impactful for FA patients. The main impact of this new therapy for FA patients can be summarized as follows.
• First, the clinical feasibility of correcting the genetic defect in a very challenging disease that causes BMF and leukemia constitutes a good alternative for a disease with a highly-unmet clinical need.
• Because no cytotoxic conditioning is required, it could be applied in FA patients in early stages of the disease to prevent the BMF and other hematopoietic complications associated to the disease.
• In contrast to allogeneic transplantation, the infusion of autologous cells should not increase the incidence of solid tumors in these patients, since neither conditioning nor GVHD will take place in gene therapy treated patients.
• In the case that solid tumors appear in these patients as a natural evolution of the disease, an improved hematological response to chemotherapy would be expected due to the restored DNA repair pathway in blood and BM cells, thus allowing the administration of more efficient anti-cancer therapies in these patients.

• Economic impact:

In addition to the evident impact that our gene therapy strategy should have in the health of FA patients, it will also have a significant impact in economic terms. This is derived from a number of aspects that in comparison to allogenic transplantation can be summarized as follows:
- Minimal hospitalization costs after cell infusion
- No costs associated to eventual infections, graft failure and GVHD, associated to allogenic transplantation
- No costs associated to re-hospitalizations of patients with long-term effects associated with allogenic transplantation; i.e. GVHD or increased incidence of squamous cell carcinomas.
FA gene therapy will have a significant impact on the economic contribution by the patients and their relatives and will avoid expensive adaptations to physical impairment.

The development of gene therapy in FA will foster an entirely new industrial high-quality technology effort in terms of stem cell processing, vector development and production and a medical genetic modification technology.
Costs associated to the production of therapeutic lentiviral vectors and to the manufacturing of gene-corrected cells are decreasing progressively due to the increased number of institutions that can efficiently develop these technologies. Moreover, in the particular case of FA gene therapy, the absence of patient conditioning will imply that this therapeutic approach may constitute one of the most affordable gene therapies for patients with monogenic diseases. This would imply a significant reduction in Europe’s health system costs associated with the treatment of a very severe inherited monogenic disease.

Also of significance is the simplicity of efforts that will be required for the gene therapy of FA patients as compared to allogenic transplants, particularly for transplants from alternative donors. Our proposed new therapy is expected to increase the quality of life and autonomy of FA patients, leading to decreased social costs associated with home or hospital care.


• Employment and Innovation impact:

The improved medical knowledge and competitiveness of researchers and clinicians involved in the development of FA gene therapy technologies is already having an impact in the achievement of qualified jobs of young scientists.

New guidelines and standards are being developed for the treatment of FA patients that will be followed by the diffusion of standardized and robust protocols and guidelines to optimize the treatment of these patients. Eurofancolen has also allowed the identification of new key elements in gene therapy technology and gene therapeutic medical approaches, which do not only apply to a rare diseases as addressed in this project, but also to other diseases with a higher prevalence and with a direct impact on optimizing the delivery of health care to European citizens.

The scientific leadership and credibility that the Project has created is attracting young talented graduate scientists from many countries outside Europe to come to Europe. Similarly a significant interchange of investigators is taking place among the different laboratories of Eurofancolen. Also the education and mobility activities in the project is facilitating that a number of trained scientists are being contracted by private sectors with expertise in advanced technologies that will finally improve the competitiveness of the European biomedical industry.

• Patient Associations

Thanks to the work of Eurofancolen, very active networking activities were initiated with patient Associations, such as the FA associations in Spain, France, Germany, Italy, UK and also with other international Associations grouped by the Fanconi Anemia Research Fund.

In October 2018 all these Associations met in New Port Village (Los Angeles) during the Scientific FARF meeting, where advances in the gene therapy of FA patients were updated to FA families.

• Innovation and Industrial exploitation:

After the initial approval of the Orphan Drug designation of the PGK-FANCA.Wpre* LV by the EC in 2010, a new Orphan Drug designation was approved by the FDA in 2016. Thereafter, the Investigation New Drug Dossier (IND) was submitted and approved by the FDA in September 2018.

A license agreement was signed with Rocket Pharma for the commercialization of the PKG.FANCA.Wpre* lentiviral vector. Additionally, an agreement has been signed for the continuation of the clinical studies developed in Eurofancolen, aiming at the Registration of the proposed gene therapy for FA-A patients.

A Scientific Advice Meeting took place with the European Medicine Agency (EMA) in September 5th, 2018, in which the Phase II trial, FANCOLEN-2, now sponsored by Rocket Pharma, was discussed with members of the EMA.

FANCOLEN-2 (EudraCT 2018-002502-31) was approved by the Spanish Regulatory Authority, Agencia Española del Medicamento y Productos Sanitarios in October, 31st 2018, and it is expected that the first patients will be treated during the first months of 2019.

As proposed in Europe, the FANCOLEN-2 trial will also be developed in the USA at the Stanford University, aiming at the Registration of a new treatment of FA-A patients.
Two patents on “Gene therapy for patients with Fanconi anemia (RTWI-002/01US 326219-0000 (62412028)” and on “ Compositions and methods for stem cell transplant (ROPA-008/00US 329592-2018) have been presented and licensed to Rocket Pharma.

• Main dissemination activities:

The main dissemination activities performed by members of the EUROFANCOLEN Consortium consisted on the following activities:

- Presentations in International Scientific Meetings. A particular emphasis was done to present our results in Meetings of the American Society for Hematology, European and American Societies for Gene and Cell Therapy; European Association for Hematology, National Societies for Hematology and Pediatric Oncology. In several instances these presentations were made in plennary sessions; ie. ASGCT meeting 2018; ESGCT 2017; ASH 2018 (where the results of the FA gene therapy trial were presented in the best of ASH session).

- Publication of papers in scientific Journals: The main results achieved in EUROFANCOLEN have been published in international journals of high impact. Currently the preliminary results of the clinical trial are under the second review in Nature Medicine. Since almost all the suggestions from the reviewers have been included in the revised manuscript, we hope that the preliminary results of the clinical trial will be published in this journal.
- Meetings with Fanconi anemia Associations: We have promoted meetings with National Associations of Fanconi anemia, to explain affected families the main progresses in the development of the FA clinical trial under development by the EUROFANCOLEN Consortium. A close collaboration has been established with FA Associations from Spain, UK, France, Germany, Italy. A particular collaboration has been promoted with the Fanconi Anemia Research Fund (FARF). This is the strongest international FA Association with specific interests for the development of improved procedures for the diagnosis and treatment of FA patients. This association also groups family Associations from countries of all the world. In 2018 a very important and successful meeting took place in New Port Beach (LA) during the FARRF annual Meeting, in which the EUROFANCOLEN clinical trial was presented to representative FA families and the board of the FARF.
- Organization and participation in Graduate, Post-graduate and Master courses focused on the development of new therapies for rare diseases.
- Publication of flyers and clinical guides on FA: This has been developed at a National levels, aiming at improving the knowledge of the disease and the follow-up of patients with FA
- Social activities: We have actively participated in multiple social activities, including interviews in TV, radio, news-papers ... Several social activities have been promoted including theatre performances, concerts, popular marathons, ....
- Dissemination by the EUROFANCOLEN Webpage, and other Webpages of FA foundations


• Main exploitation of results:

- Thanks to the Orphan Drug dessignation of the tehrapeutic lentiviral vector developed by members of the Consortium, this vactor was licensed to a new Pharmaceutical Company, Rokcet Pharma. In collaboration with this Company, a Meeting with the Scientific Advice Committe of the EMA took place in 2018. Also a meeting took place with the FDA for the presentation of the IND aiming the deelopment of an FA trial in the USA. The IND was approved in 2018.

- Two patents have been presented with Rocket Pharma in the field of FA gene therapy.

- A global gene therapy trial will be developed in Europe by partners of EUROFANCOLEN and also the University of Standford that will be sponsored by Rocket Pharma. Since this trial is already approved both in Europe and the USA, it is expected that it will be opened in the first quarter of 2019. The aim of this trial is the Registration of the LV-mediated gene therapy of FA patients as an alternative therapeutic option for these patients.
List of Websites:
* EUROFANCOLEN Webpage: www.eurofancolen.org (See attach)

• Contact information:

EUROFANCOLEN Coordinator: Dr Juan Bueren: juan.bueren@ciemat.es
Secretary EUROFANCOLEN: Aurora de la Cal: aurora.delacal@externos.ciemat.es

• Partners Information:

Centro de Investigaciones Energéticas, Medioambientales y Tecnológicas (CIEMAT): Juan Bueren; juan.bueren@ciemat.es

Assitance Publique - Hospitaux de Paris (AP-HP): Marina Cavazzana; m.cavazzana@nck.aphp.fr

University College London (UCL): Adrian Thrasher; a.thrasher@ucl.ac.uk

Servicio Madrileño de Salud (SERMAS): Julian Sevilla; jsevilla.hnjs@salud.madrid.org

Institut Catalá de la Salut (ICS-HUVH): Cristina Díaz de Heredia; crdiaz@vhebron.net

Association Genethon (GENETHON): Anne Galy; galy@genethon.fr

Universite Paris-Diderot 7 (UPD): Jean Soulier; jean.soulier@sls.aphp.fr

Universitat Autonoma de Barcelona (AUB): Jordi Surralles; jordi.surralles@uab.cat

GATC BIOTECH: Tobias Paprotka; t.paprotka@gatc.biotech.com

Deutsches Krebsforschunszentrum (DKFZ/NCT): Manfred Schmidt; manfred.schmidt@nct-heidelberg.de

Innovación Desarrollo y Transferencia de Tecnología (IDETRA): Mario Romero; marioromero@idetra.com

Yposkesi: Alain Lamproye; alamproye@yposkesi.com

• Report published in the FARF Newsletter summarizing the news of the International FA Gene Therapy Working Group Meeting held at CIEMAT (October 2016) with an update of the results of the EUROFANCOLEN Trial. (See attach)

• Publication in RESEARCH EU MAGAZINE: February 2019 (See attach)

• Schematic protocol developed for the gene therapy of FA patients (See attach)

• Presentation of the preliminary conclusions of EUROFANCOLEN in the Plenary Session of the American Society for Gene and Cell Therapy. Chicago, May 2018 (See attach)
final1-figures-final-report-eurofancolen.doc
final1-final-report-eurofancolen-cemplete.pdf